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Senior Commercial Lawyer
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Markit Group
Salary: Competitive
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UK-London |
25 Nov |
| This is a front-line role that requires a confident, commercially minded lawyer with proven ability to manage complicated pro... |
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Private Banking Compliance Officer
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Credit Suisse
Salary: Competitive
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USA-NY-New York City |
25 Nov |
| PB Compliance Officer |
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Alternative Investments Senior Compliance Officer
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Credit Suisse
Salary: Competitive
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USA-NY-New York City |
25 Nov |
| Senior Compliance Officer |
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Compliance Manager
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Cotter Personnel
Salary: NA
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Ireland-Dublin |
25 Nov |
| This role will report to the Head of Legal, Risk and Compliance of Euro Insurances Ltd. (EIIE) This role involves the Complia... |
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GSPS PWM Lawyer – Associate/Vice President
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Morgan Stanley
Salary: Competitive
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UK-London |
25 Nov |
| Morgan Stanley’s UK Legal and Compliance department is seeking to hire a permanent lawyer at non-officer/VP level to assist t... |
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Equity Derivatives Compliance Officer - Senior Manager
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Morgan Stanley
Salary: Competitive
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UK-London |
25 Nov |
| This role will involve coverage of equity derivatives related sales and trading activity and the equity derivatives related a... |
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Control Group - Surveillance Supervisor
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Morgan Stanley
Salary: Competitive
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UK-London |
25 Nov |
| Morgan Stanley is looking for a Control Group Supervisor at Manager level to join the team in London. |
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EMEA Anti-Money Laundering Vice President
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Morgan Stanley
Salary: Competitive
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UK-London |
25 Nov |
| The Vice President will be a senior member of the UK AML team, which consists of 7 members of staff and is part of the Legal... |
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Compliance Manager, Direct Marketing
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Genworth Financial Inc
Salary: Competitve + bonus + bene...
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UK-London |
25 Nov |
| A newly created role to support a growth initiative within our European Lifestyle Protection business. |
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Legal Officer/Corporate Administrator
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Fast (Luxembourg)
Salary: not disclosed
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Luxembourg |
25 Nov |
| An exciting opportunity has arisen as Legal Officer/Corporate Administrator for an experienced and entrepreneurial individual... |
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Compliance Officer
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PeopleSearch Pte Ltd
Salary: Negotiable
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Singapore |
25 Nov |
| This position is responsible for Anti-Money Laundering / Countering of Terrorist Financing (“AML / CFT”) Controls |
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Compliance - Equity VP
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Profile Search & Selectio...
Salary: competitive
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China-Hong Kong |
25 Nov |
| Our client is a international investment bank who is looking for a VP of Equity Compliance based in Hong Kong covering Asia E... |
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Compliance of Investment Advisory (Director)
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Global Associates
Salary: Negotiable
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China-Hong Kong |
25 Nov |
| Compliance of Investment Advisory - Law or Business/Accountancy degree with at least 5 years relevant experience in retail ba... |
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Head of Legal & Compliance
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Global Associates
Salary: -
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China-Hong Kong |
25 Nov |
| Our client is a regional investment bank and is looking for qualified candidate to be its Head of Legal and Compliance |
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Head of Control Room (10 yrs exp) Hong Kong
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Hughes Castell (Hong Kong...
Salary: Excellent
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China-Hong Kong |
25 Nov |
| A Senior Control Room professional is sought to focus on global markets and head a team of 3 for a leading banking group. |
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Desk Lawyer (5 yrs pqe) Hong Kong
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Hughes Castell (Hong Kong...
Salary: Excellent
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China-Hong Kong |
25 Nov |
| An investment bank is looking for a legal professional to join their team. |
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Senior Compliance Officer (3 yrs exp) Hong Kong
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Hughes Castell (Hong Kong...
Salary: Excellent
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China-Hong Kong |
25 Nov |
| Candidates are invited to join the wealth management and asset management division of a reputable financial institution. |
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VP, Central Compliance
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WH Marks Sattin
Salary: Highly Competitive
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Singapore |
25 Nov |
| An exciting opportunity awaits the right candidate to join a global financial institution, covering its Central Compliance fu... |
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Global Markets Administration, Business Risk & Control
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Capital People
Salary: Competitive
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Japan-Tokyo |
25 Nov |
| A Global Investment Bank is now seeking for a calibre candidate to join their Global Market Administration Team in Tokyo. |
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VP Equity Compliance, Global Investment Bank
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Profile Search & Selectio...
Salary: Competitive salary and bo...
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Singapore |
25 Nov |
| My client is a global investment bank with growth plans in 2010 seeking to recruit VP, Equity Compliance for its regional tea... |
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AML Compliance AVP in Global Private Bank
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Profile Search & Selectio...
Salary: Competitive salary and bo...
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Singapore |
25 Nov |
| My client is a European Private Bank looking to hire an AVP within their regional compliance team. |
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Client Onboarding, Associate/VP
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Morgan McKinley - Tokyo
Salary: Negotiable
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Japan-Tokyo |
25 Nov |
| Our client, a Tier 1 Global Investment Bank, are looking for an Associate/VP for their Client Onboarding team based in Tokyo |
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Compliance Manager
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PeopleSearch Ltd
Salary: Competitive salary
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China-Hong Kong |
25 Nov |
| Our client is looking for a suitable candidate to join their Compliance Department |
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VP Compliance – Investment Banking
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Morgan McKinley
Salary: Competitive
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Australia-Sydney |
24 Nov |
| Our client is a global investment bank which is aggressively expanding in the New Year, and as a result requires a senior com... |
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Director, Compliance Officer – Fixed Income Trading
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Barry Shoot & Associates
Salary: 150K - 175K Base + Bonus
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USA-NY-New York City |
24 Nov |
| The Director, Fixed Income Compliance will focus primarily on ensuring that the fixed income business meets it regulatory an... |
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Risk Manager – Operational Risk
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Profusion Group
Salary: Excellent remuneration ba...
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Australia-Sydney |
24 Nov |
| Fantastic career opportunity
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Compliance Officer - Portuguese/Spanish Speaking
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Michael Page
Salary: 120,000-200,000
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USA-NY-New York City |
24 Nov |
| International financial institution seeks a Compliance Officer for its New York broker-dealer. The position will work with th... |
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Institutional Brokerage Compliance Associate
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Susquehanna International...
Salary: Commensurate with experie...
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USA-NY-New York City |
24 Nov |
| fixed income compliance corporate bonds |
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Compliance- Regulatory Securities Operations
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Deutsche Bank
Salary: competitive/ DOE
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USA-NY-New York City |
24 Nov |
| About Deutsche Bank
A Passion to Perform. It’s what drives us. More than a claim, this describes the way we do business. W... |
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Distressed Debt & Special Situations Compliance Officer
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The Compliance Search Gro...
Salary: Upon Experience
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USA-CA-Los Angeles |
24 Nov |
| A division of a global bank seeks a Compliance Officer. |
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