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Jobs: Compliance / Legal
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Compliance / Regulatory, In-house Legal, Other
SWITZERLAND Romandy - Geneva, Zurich
EUROPE UK, Luxembourg, France, more...
North America USA, Canada
Asia Pacific Hong Kong, Singapore, Australia, Japan, China, more...
Middle East & Africa UAE, Qatar, Saudi Arabia, Oman
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91-120 of 343 Jobs Company Location Date
Corporate Finance Analyst - Transactional Focus (3mths - possTemp to Perm)
Not Disclosed
Salary: GBP 50-60k pro rata
UK-London 26 Nov
Our client is a major natural resources focused boutique investment bank, looking for immediate corporate finance transaction...
Managing Director & RO
Matthew Hoyle Financial M...
Salary: Excellent remuneration
China-Hong Kong 26 Nov
Our client is an interdealer broker who is currently seeking a Managing Director/Responsible Officer for their Hong Kong offi...
Legal ISDA Negotiator
Société Générale - UK
Salary: Competitive
UK-London 26 Nov
We have an exciting opportunity for a dynamic individual to join our Derivatives team in Group Legal in a newly defined role....
Commodities lawyer
Société Générale - UK
Salary: Excellent plus Benefits
UK-London 26 Nov
The main focus of this role will be to provide legal support and advice to some business lines within SG CIB's "Commodities C...
Money Laundering Reporting and Compliance Monitoring Assistant
Société Générale - UK
Salary: £Market Rate
UK-London 26 Nov
To assist the Money Laundering Reporting Officer (London) in ensuring that the Group is effective in both deterring and rep...
Commodities Legal Advisor
Société Générale - UK
Salary: Not Displayed
UK-London 26 Nov
Société Générale Corporate & Investment Banking ("SG CIB"), a division of Société Générale is looking to establish a...
AVP/VP, Equities Compliance - Global Investment Bank; HK$70-1M per month
Robert Half Hong Kong
Salary: HK $70000 - 100000 per mo...
China-Hong Kong 26 Nov
Our client is an investment bank with expanding business in Asia. As part of growth, they are now seeking a compliance profes...
Head of Compliance, Investment Banking ($65k and above)
Robert Half Hong Kong
Salary: $65,000 or above per mont...
China-Hong Kong 26 Nov
Our client is a well known Investment Banking and is looking for a self starter, mature, detail oriented person for the role...
Senior Manager/Manager, Financial Compliance (HKMA) (50-60k)
Robert Half Hong Kong
Salary: HK$50,000- HK$60,000 pm
China-Hong Kong 26 Nov
Our client is looking for an independent, self-motivated and responsible individual to join their Treasury and Finance Functi...
VP, Regional Anti-Money Laundering
Profile Search & Selectio...
Salary: Competitive base plus bon...
Singapore 26 Nov
The Asia Pacific Anti-Money Laundering department supports our client's businesses in managing AML risk, is responsible for e...
Institutional Contract Lawyer
ANZ
Salary: not disclosed
Singapore 26 Nov
See job description below
Legal Counsel - SHS Lawyer
Credit Suisse
Salary: Competitive
Singapore 26 Nov
SHS Lawyer
Regional Compliance Manager
JPMorgan Chase
Salary: not disclosed
China-Hong Kong 26 Nov
See job description below
Compliance Manager - Asia Equities
JPMorgan Chase
Salary: not disclosed
China-Hong Kong 26 Nov
See job description below
AVP, Legal Counsel
JPMorgan Chase
Salary: not disclosed
China-Hong Kong 26 Nov
See job description below
Asia Corporate Sector Audit — IT Auditor
JPMorgan Chase
Salary: not disclosed
China-Hong Kong 26 Nov
See job description below
Institutional Equities Division HK, Documentation Negotiator, Associate/ Vice President
Morgan Stanley
Salary: not disclosed
China-Hong Kong 26 Nov
See job description below
Reference Data HK, Regulatory Document Specialist, Associate
Morgan Stanley
Salary: not disclosed
China-Hong Kong 26 Nov
See job description below
IRCC HK, Regulatory Control Group, Analyst/ Associate
Morgan Stanley
Salary: not disclosed
China-Hong Kong 26 Nov
See job description below
Application Support Analyst, Fixed Income
Global Associates
Salary: -
China-Hong Kong 26 Nov
Our client is a regional investment bank and is looking for qualified candidate to be its Head of Legal and Compliance
Senior Manager
ASIC
Salary: EL 2
Australia-Melbourne 26 Nov
Improve governance standards and promote market confidence.
VAT/Compliance Representative
Bloomberg
Salary: Competitive + Benefits +...
UK-London 25 Nov
The Role:

The Vat / Compliance Team is responsible for submission of Vat / Intrastat Returns for countries within...
Administration Director
SunGard
Salary: Competetive
Luxembourg 25 Nov
This position will involve ensuring that SunGard Systems Luxembourg sa is in full compliance with all relevant local (CSSF) a...
3 New Compliance Positions – 2 Equity Trading Compliance roles and Prime Brokerage Compliance
The Compliance Search Gro...
Salary: Upon experience
USA-NY-New York City 25 Nov
Top-tier investment bank seeks 2 Equity Trading Compliance roles and Prime Brokerage Compliance.
Syndication Specialist/Paralegal
RBC
Salary: competative
USA-OH-Cleveland 25 Nov
Syndication Specialist
Fixed Income Compliance Analyst
Morgan Stanley
Salary: not disclosed
USA-NY-White Plains 25 Nov
See job description below
Alternatives Investment Group and Structured Investments Compliance
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 25 Nov
See job description below
Compliance Assessment - Analyst
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 25 Nov
See job description below
Equity and Prime Brokerage - Regulatory Oversight/Surveillance Officer
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 25 Nov
See job description below
Head of Operations Compliance
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 25 Nov
See job description below
Jobs: Compliance / Legal (91-120 of 343 Jobs)
18b, rue du Gothard, P.O. Box 325, 1225 Chêne-Bourg / Switzerland
Tel.:+41 22/860 2103, Fax:+41 22/860 2115, E-mail:info@sfoa.org